Student Resources (5th Edition)

Chapter 1: Analyzing the Problem

Scenario: Idaho’s Statistical Analysis Center Helps State Police Solve Personnel Allocation Problem

State Police patrols must be allocated in an efficient manner in order to meet demands and keep costs in line. The Idaho State Police wanted to determine how many troopers would be needed if a trooper were to pass every mile of the state’s interstates and highways once a day. They also wanted to know the number of troopers needed to provide adequate coverage for calls for service and interagency assistance in each region of the state. For further information, see:
http://www.nij.gov/topics/technology/maps/documents/gps-bulletin-v1i2.pdf

Questions

Data on the locations and frequencies of crashes and calls for assistance will indicate the extent of need.
Traffic density, road conditions, and weather will affect the frequency of crashes and calls for assistance. Moreover, these same factors will affect how rapidly a patrol car can reach the scene of an accident or a stranded vehicle.
Although state police administrators have adjusted patrols to what they perceived to be the need for services in the past, the availability of Geographic Information System (GIS) software for analyzing data enabled the Statistical Analysis Center to classify sections of highway in terms of conditions that would affect the speeds at which patrol cars could travel, such as traffic density and road conditions.

Chapter 2: Setting Goals and Objectives

Scenario: “Top­Down” versus “Bottom­Up” Goal Setting: Responding to Negative Information about Conditions of Juvenile Confinement (based on Case Study 2.1)

In 1994, the Office of Juvenile Justice and Delinquency Prevention (OJJDP) of the Office of Justice Programs, U.S. Department of Justice, released a report that showed deplorable conditions in the facilities housing juvenile delinquents across the country. The congressionally mandated study found that in the nearly 1,000 facilities operating at that time, there were “substantial and widespread deficiencies” in living space, security, control of suicidal behavior, and health care. The facilities were overcrowded, youths and staff were suffering high rates of injuries, suicidal behavior was frequent, and health and mental health care was inadequate and sometimes unavailable. The report also found that the conditions were no better in facilities that met correctional accreditation standards.

Questions

Leaders at the Office of Juvenile Justice and Delinquency Prevention (OJJDP) set out to develop national Performance­based Standards (PbS), setting the highest goals for facilities and providing outcome measures (numbers such as rates or percentages) to monitor progress meeting the standards. In addition, they, along with the Council of Juvenile Correctional Administrators, created a system for juvenile agencies to demonstrate improvement and success in treating confined youths through national standards and performance outcome measures.
The Council of Correctional Administrators, along with OJJDP, assembled an Advisory Board with members representing national organizations and relevant government entities to define and guide the development of PbS in order to create widely accepted and supported national standards and encourage voluntary participation.
PbS ask facilities to report data twice a year on 106 outcomes that indicate performance towards meeting 30 standards derived from seven goals—one goal for each of the following components of facility operations: safety, security, order, programming (including education), health/mental health, justice, and reintegration. In this case, standards are objectives that are defined in terms of the values of the system and best practices among facilities nationally. Facilities collect the data from administrative records, youth records, youth exit interviews, incident reports, and climate surveys of youths and staff. The information is entered into the web portal and is reported back in easy­to­read bar graph reports. Each outcome is reported for the current data collection period as well as any past data collections, allowing for comparison over time. The reports also include the average outcome of the field, which provides a quick analysis of whether the facility is doing better or worse than other PbS facilities. The outcomes include critical rates such as injuries, suicidal behavior, assaults, time in isolation, percentages of youths receiving suicide and mental health screenings, changes in academic achievement from admission to release, and percentages of youths completing educational, life skills, behavior management, and other programming curricula.

Chapter 3: Designing the Program or Policy

Scenario: A Model Domestic Violence Law Enforcement Policy (based on Case Study 3.2)

Domestic violence is a serious crime against the individual and the community. The failure of any law enforcement officer to respond to and handle a domestic call properly will expose individuals and the community to danger, up to and including death. Because domestic violence can and does result in the death of individuals, every response to a domestic call shall be treated the same as any other crime against a person. Every response to a domestic call, no matter how frequent, requires that every step possible be taken to ensure the safety of the victim, including providing a safety plan to the victim and, if necessary, transporting the victim and children, if appropriate, to another site for safekeeping.

Questions

  • The marital status of the suspect and the victim.
  • Whether the suspect lives on the premises with the victim (except as may be necessary to qualify the parties as “members of an unmarried couple”).
  • Whether or not the victim has obtained a protective order against the perpetrator.
  • The potential financial consequences of arrest.
  • Whether there have been previous law enforcement responses to domestic calls at this address.
  • Verbal assurances that the violence will cease.
  • The victim’s emotional status.
  • Whether physical injuries suffered by the victim can be personally observed at the time of the law enforcement response.
  • The location of the incident (i.e., public or private).
  • Speculation that the victim may not follow through with the prosecution, or that the arrest may not lead to a conviction.
  • The victim’s initial reluctance regarding an officer-initiated arrest.
  • The fact that the victim and suspect are of the same gender.
  • The use of alcohol or other drugs by either or both parties.
  • Establish control.
  • Assess the situation for risks to all parties, including children.
  • Attend to the emergency medical needs of those involved.
  • Interview parties/witnesses separately and away from the line of sight and hearing of the perpetrator (use direct quotes of witnesses about their fears and concerns).
  • Effect an arrest of the perpetrator as the preferred response, if legally possible.
  • Seize any weapons used in the incident.
  • Inform the victim of their rights.
  • Provide the victim with information on legal remedies and community services available for protection and safety planning.
  • Assist the victim in securing medical attention, which shall include arranging for the transporting of the victim to obtain medical attention.
  • Assist the victim in securing legal protection (warrant, protective order), which may include transporting the victim to obtain legal protection, if appropriate.
  • Report all actual and suspected incidents of abuse to the Cabinet for Families and Children, Department for Social Services, using the “Child Abuse, Adult Abuse, and Domestic Abuse Standard Report” form (JC3).
  • If the exigent circumstances have ceased, obtain consent to search or obtain a search warrant when appropriate.
  • Collect and photograph all relevant evidence required for successful prosecution (use a body map with checklist to document injuries).
  • Arrange for follow-up photographs of the victim in order to demonstrate the extent of the injuries that may later become more obvious.
  • Attend to any children or dependent adults.
  • Check LINK and NCIC for outstanding warrants, history file on protective orders, and whether there are any active “EPOs,” “DVOs,” or Foreign Protective Orders (“FPOs”).

Chapter 4: Action Planning

Scenario: The Brady Act: Why Action Planning is Needed (based on Case Study 4.2)

Controversies about the Brady Act extended far beyond arguments about the desirability of tougher handgun regulation. Disagreement ensued about who was going to pay to update and automate local criminal records information systems to comply with provisions of the Brady Act. This is a major reason why the National Criminal History Improvement Program (NCHIP) was created. NCHIP was an excellent example of “action planning.” Without this enabling legislation and funding, problems in gaining state compliance with the new Act could have been insurmountable. Similarly, the Firearm Inquiry Statistics (FIST) Program was needed to monitor implementation of the Act over time.

Questions

Anyone who:
  • is under indictment for, or has been convicted of, a crime punishable by imprisonment for more than one year
  • is a fugitive from justice
  • is an unlawful user of, or is addicted to, any controlled substance
  • has been adjudicated as a mental defective or committed to a mental institution
  • is an illegal alien or has been admitted to the United States under a nonimmigrant visa
  • was discharged from the U.S. Armed Forces under dishonorable conditions
  • has renounced U.S. citizenship
  • is subject to a court order restraining him or her from harassing, stalking, or threatening an intimate partner or child
  • has been convicted in any court of a misdemeanor crime of domestic violence
Presale inquiries are to be made through the National Instant Criminal Background Check System (NICS). The background check will determine, based on available records, if an individual was prohibited under the Federal Gun Control Act or state law from receiving or possessing firearms.

(a) Under the FBI’s NICS program, state criminal history records are provided through each state’s central repository and the Interstate Identification Index. The Index, maintained by the FBI, points instantly to criminal records that states hold. In addition, the FBI provides records of federal offenses, federally maintained state data, and federal data on nonfelony disqualifications. States responding to NICS inquiries for nonfelony prohibitions provide their records directly.

(b) Problems: many state criminal record systems are notorious for their incomplete and missing data; data on some categories of persons prohibited from owning a firearm (e.g., mentally ill persons; drug addicts) are rarely available in public records.

Chapter 5: Program/Policy Implementation and Monitoring

Scenario: Replicating HOPE (based on Case Study 5.2)

In Hawaii’s Opportunity Probation with Enforcement (HOPE) program, probationers were significantly less likely to fail drug tests or miss probation appointments. They also were sentenced to less time in prison because of probation revocations than were probationers who did not participate in the program. But can Hawaii’s success be duplicated in other jurisdictions, and if so, how? To find out, the National Institute of Justice  asked Angela Hawken, who evaluated Hawaii’s HOPE program, to discuss some of the challenges that jurisdictions might face—as well as several keys to success—when implementing a HOPE-style program.

Questions

Target Population: Although the original program was developed with drug-involved offenders, target populations can also include other types of probationers, such as felony sex offenders and felony domestic violence offenders. Modifications, however, may be needed for different target populations. It is also not clear whether the program’s effectiveness may vary for low-, moderate-, or high-risk offenders.

Program Components: Essential features include a coordinated effort by all parties, increased efforts to detect probation violations, and consistency in responding to violations with swift and certain—but proportionate—responses. It is important that the rules are clear and the program is perceived as fair. A jurisdiction considering a HOPE-style court might want to think about a system-wide approach that provides a continuum of supervision, reducing the intensity of supervision for probationers who demonstrate a willingness to comply and ratcheting up intensity for those who continue to violate.

Program Staff: No jurisdiction should plan to launch a HOPE program without first ensuring that all of the key players are on board. This includes local law enforcement partners, jails, prosecutors, public defenders, treatment providers, and, importantly, judges and probation officers. It is essential that the HOPE court and probation office work well together. This is a judge- and probation-centered model.

  • Engagement matters. Ensure that all of the key players are on board: the designated HOPE judge, the probation department overseeing the HOPE caseload, local law enforcement partners, jails, prosecutors, public defenders, and treatment providers.
  • Atmosphere matters. Ensure that key players are enthusiastic about the principles underlying the program and want to try something new.
  • Relationships matter. Foster mutual respect between the probation officer and the judge. Bring other key criminal justice partners—prosecutors, public defenders, and law enforcement officers—into the conversation early on.
  • Communication matters. Learn from experience and modify the program accordingly. Be sure to inform all partners of any changes and give them a chance to weigh in.
  • Discipline matters. Implement HOPE’s key features with fidelity: swift, certain, and proportionate sanctions. Inconsistency in discipline can lead to resentment among practitioners and probationers.
  • Do probation and other criminal justice personnel perceive effective communication across agencies about probationers? Surveys and interviews may address this question.
  • Are sanctions swift, certain, and proportionate to the offense? Are graduated sanctions used over time, as the model requires? Probation officers might be required to enter essential information into official records within 24 hours. Critical information might include the date and time of any detection of probationers’ problematic behavior as well as all responses taken.
  • Do probationers perceive that the program rules are clear, consistent, and fair? Surveys and interviews may help to address this question.

Chapter 6: Evaluating Outcomes

Scenario: Evaluation of an Illegal Immigration Enforcement Policy (based on Case Study 6.1)

Between 2000 and 2006, Prince William County experienced a large increase in the number of Hispanic residents. Concerns were raised not only about the possibility that many of these new residents were illegal immigrants, but that crimes associated with this population were also increasing. The County Board soon passed an illegal immigration law requiring police officers to inquire about the status of any person stopped for any reason and for whom there was probable cause to suspect their immigration status. It also reduced county services to all persons found to be illegal immigrants. After only two months, the law enforcement part of the policy was revised to target only persons arrested for a law violation, thus narrowing the number of potential illegal status checks. This was done to avoid claims of ethnic profiling. The illegal immigration policy was designed to reduce the number of illegal immigrants, street crime and public disorder incidents, and to reduce chances that county revenues were being expended on services to illegal immigrants. At the same time, the County Board wanted to protect the general reputation of the county.

Questions

Such a policy does not lend itself to random selection. Nor would there be adequate comparison groups within the county. The solution, then, was to compare results with adjacent counties.

UCR data on adjacent counties, crime data from the (Washington) Metropolitan Council of Governments, a two-wave survey of all uniformed police officers in Prince William County, a county­wide community telephone survey, and U.S. Census data, some of which were available in the form of micro­samples.

The qualitative data employed for this study included police officer focus groups, key informant interviews with government agency leaders and community stakeholders, interviews with small samples of Hispanic residents identified through community organizations, and observations of how police officers implemented the policy.

The evaluators concluded that the policy reduced the illegal immigrant population in the county and leveled off growth of the Hispanic population in the county. Except for aggravated assaults, crime rates were not affected by the new policy, largely because Hispanic residents were relatively small in number and were arrested primarily for public order crimes. In addition, the reduction in aggravated assaults appears to have occurred in reaction to the announcement of the policy, not gradually in response to its implementation.

Chapter 7: Reassessment and Review

Scenario: Implementation Woes: Providing Residential Substance Abuse Treatment (RSAT) for Inmates in State Prisons (based on Case Study 7.1)

One critical element of the Residential Substance Abuse Treatment (RSAT) program is aftercare. Offenders leaving prison and reentering the community will not have dealt with all of the issues behind their substance abuse, and they will be entering environments where opportunities to obtain drugs and the stresses associated with reentry can combine to drag them back into using solutions for feelings of anxiety or depression that worked for them in the past. The RSAT request for proposals (RFP) was very clear about the need for aftercare services, but not all states have created aftercare programs for this vulnerable population of former inmates.

Questions

Although the RSAT RFP emphasized the need for aftercare services, RSAT funds could only be used for that portion of the program offered within residential facilities. No funding was provided for aftercare services. Some states were unable or unwilling to create and fund these services.
Since the RSAT program never included funding for aftercare services, the problem is not one of implementation. It may, however, be seen as a problem of design. Involvement of state correctional agencies in the planning of the RFP would have revealed obstacles to funding aftercare services before issuing the RFP.